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THE CINEMATIC ESSAY

is perhaps the most exciting genre in contemporary film. Here some informal notes on the genre, followed by a filmography and a bibliography pertaining to it. To down load the document, Macs, option+click; for PC's right click.

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THE CINEMATIC ESSAY
Peter Thompson
Revised 11/12/05

CONTENTS

OVERVIEW
SOME ANTECEDENTS TO THE CINEMATIC ESSAY

SOME POST-BRECHTIAN FILMMAKERS

SOME THEORETICAL TOOLS

CINEMATIC ESSAY FILMOGRAPHY
BOOKS AND ARTICLES ON THE CINEMATIC ESSAY
BOOKS AND ARTICLES OF INTEREST TO FILMMAKERS

 

OVERVIEW

In the fourth grade, Miss Rich taught us how to write an Essay. This is what she taught:

• no personal experience! (irrelevant),

• no personal pronouns! (irrelevant),

• don’t state what you think! (who cares?),

• state your premise! (which Miss Rich had given us),

• gather your evidence! (which Miss Rich had given us),

• discuss the premise by ordering the evidence! (Miss Rich had numbered
everything on the board the week before),

• make smooth transitions! (up to us),

• re-state what you have done.

This, then, was her formula for The Essay. It took quite a while to realize that Essays as a genre were only partially served by Miss Rich, as well as by most of the succeeding trustees of the form that I encountered. They were all apologists, without naming it, for the Formal Essay.

I didn't know that there was a tradition of the Informal Essay which was personal and always proudly walked tightrope over failure. It was alway a species of Grand Attempt. Indeed, flirting with failure is in the origin of the very word: essai, from essayer-- to attempt, to try--and not necessarily to succeed. The Informal Essay is not a form for the fainthearted; it is for those who have experienced experience, which, as we all know, includes failure. The originator of the modern essay, Michel de Montaigne, used the term essai to describe his writings because they were attempts at understanding that were eclectic and showed great curiosity, love, anger and reverence toward the world and were risky in their personal unzippings.

A practitioner of the Informal Essay tradition can therefore treat anything: personal experience, history, culture, his or her own body. Reportage and Journalism are implicated in the Death of the Formal Essay. Journalism started borrowing aspects of the essay in an effort to expand itself while still remaining "objective". In the 1960’s and ‘70’s, the movement called New Journalism expanded the tradition by borrowing from other arts and allowing its writings to become more subjective. It took from Fiction the right to be personal. It took from Travel Literature real events in the world. What came out were marvelous hybrids like the works of Hunter S. Thompson and Truman Capote’s IN COLD BLOOD. In a time when the written word and its audience is shrinking a bit, when poetry and fiction are becoming more and more academic and chewing off less and less with tinier and tinier bites, the Informal Essay is the genre of choice for writers who want to approach and appropriate the world and their experience.

Flexibility--it can change forms of narrative address on a dime and speak directly and very simply to its audience--unlike a short story author who generally creates a character to be his or her mouthpiece. The essayist can, in other words, step out of character.

Self-reflexivity--it can acknowledge the presence of the author.

Self-criticality --it can acknowedge, analyze and critique its own processes as it writes itself. Its territory can stay small or expand to fit the mind of the essayist as it evolves there. An essay can be linked with other essays and other fictions, or non-fictions.

Blurred narrative boundaries---it can absorb or incorporate different genres and tones and themes. It can incorporate biography, autobiography, history, culture, poetry, fiction, criticism, photographs, drawings, cinema.

Cinema?

The marvelous, flexible qualities of the contemporary Informal Essay have now found their ways into contemporary cinema in the form of the Cinematic Essay, the newest film genre which incorporates the other three (documentary, fiction, and experimental) as appropriate.

How does the Cinematic Essay work? Well, for example, what the previous generation of documentary filmmakers took as their "subject"--a passive subject as compared to the "active" fictional subject--film essayists can now take as their theme in which the subject is a particular development or an interpretation of that theme, and one which has a determining influence upon the form of the film. The theme thereby becomes extremely active in that the cinematic essay is often a meditation on ideas in conflict and these conflicts actually suggest the form that the film might take. "The cinematic revolution now in progress is based on what is essentially a very simple idea: that a subject can engender form and that to choose a subject is to make an aesthetic choice." (Noel Burch, "Non-Fictional Subjects", from THE THEORY OF FILM PRACTICE).

Some aspects of the modern Cinematic Essay as a form:

• Meditation on a Theme Substituted for Plot

• Disunity of Time, Space, Tone, Materials, Style

• Modularity

• Suspension of Belief (as opposed to Suspension of Dis-belief)

• Self Criticism/Self Reflexivity

• Non-Anticipatory Camera

• Medium shots

Editing strategies varied

 

SOME ANTECEDENTS TO THE CINEMATIC ESSAY

GEORGES MELIES

1902 film of Edward VII’s coronation in which real shots of Westminster Abby are mixed with a reconstruction in Paris of the coronation.

BERTOLT BRECHT
Brecht’s career started in the 20’s with Lehrstucke: anti-illustionist, didactic plays. The later Brecht emphasized the dialectic mode, or the alternation of anti-illustionist and illusionist elements. Example: in 1955, Brecht and director Wolfgang Staudte worked together on a film version of "Mother Courage". They worked well together during the script stage. Then there were differences: Brecht wanted to have print stock which flickered like the old Edison cylinders matched to modern sound. Staudte didn’t because he believed in the uniformity of elements. Brecht wanted to contrast word and image. The project ended because of the disagreement.

Brecht’s Epic Theater: he strove for a "demonstrating", non-illustionistic style of presentation, which broke stories into modular units or central moments. Brecht wanted to use documentary film in theater as a kind of "optical chorus". That is to say, documentary film would function like a commentary medium. This is a surprising use of documentary because we tend to think of the genre of documentary as objective, factual. Brecht wanted to "undocument" the genre, to subject its subject to overt manipulation by the filmmaker.

Hans-Berhard Moeller: "Brecht and ‘Epic" Film Medium" in WIDE ANGLE: "The salient point in the documentary chorus example, in Brecht’s incorporation of film projections into plays and in the Brechtian film is the separation of elements." "The basic method of the Brechtian film is thus to polarize action, sound, accompanying music and the narrative voice, to bring them into conflict. Unity should be discontinuous, contradictory, dialectical".

George Lellis: "I am convinced that in terms of what kind of fiction films should be made, Brecht is the theorist to contend with. The central question of how form affects content is one of the knottiest of our time, and no other writer about theatrical aesthetics calls into question what the relationship between film and spectator should be with the same degree of modernity."

 

SOME POST-BRECHTIAN FILMMAKERS

ALEXANDER KLUGE’s separation of elements in "Artists Under the Big Top: Perplexed" (1968) used footage of Hitler reviewing the Wehrmacht accompanied by the Beatles’ music.

MICHEL VERHOEVEN’s "Matings" (1968). Scenes are depicted in completely different color gels. In "The Ditch" (1971) the protagonists break character and discuss problems confronting them in their professional lives. In "OK" (1970) the actors are introduced into the film, play their parts, and then are reintroduced back out into the real world at the end of the film. It is a Vietnam film played in Bavaria with the GI’s speaking Bayerisch with intertitles and voice over narration.

STRAUB-HUILLET’s films.

 

SOME THEORETICAL TOOLS

SERGEI EISENSTEIN
Eisenstein hoped to make KAPITAL, a film of intellectual reflection on Marx's opus DAS KAPITAL. Later, in "Film Form: New Problems" (1935), he reassessed his earlier wish to do a film on Das Kapital. Intellectual montage, he felt, represented the overdevelopment of the montage concept. He now argued for the theory of the inner monologue to replace that of intellectual montage: the sensual image, images which embody thought processes (meaning different narrative modalities within the same work), embodied thinking:

"A COURSE IN TREATMENT" (1932)

Nothing gets created from pre-conceived methodological positions.

Nothing gets created from the tempestuous stream of creative energy unregulated by method.

E. excoriates the short film for the graduate student. Useless.

E. wonderfully describes the course of thought in creating a screenplay. p. 105. This is E.’s theory of the "inner monologue" in action and it is right out of the literary tradition of stream of consciousness (see also "Film Form: New Problems", below).

"FILM FORM: NEW PROBLEMS" (1935)

E. tries to rationalize the loss of the formal brilliance of early Soviet films because Soviet filmmakers are now absorbed in "deepening and broadening the thematic and ideological formulation of questions and problems...." (Note: this was the time E. was filming "Bezhin Meadow".)

E. questions his prior formulation of Intellectual montage which had as its task "restoring emotional fullness to the intellectual process." E. now feels that intellectual montage represented a hypertrophy of the montage concept.

The specific content of intellectual montage--the movement of thoughts as the substitute for story (an exhaustive replacement of content) does not justify itself.

The theory of the inner monologue now replaces the theory of intellectual montage--sensual image thought processes, embodied thinking, are the base of creation of form. (For an example of what E. means by "inner monologue", see p. 105 of "A Course in Treatment", above. The inner monologue is within the tradition of "steam of consciousness".) E. then looks at synecdoche (the substitution of a part for a whole and uses as his example the doctor's pince-nez in "Potemkin".)

The effectiveness of a work of art is built on a dual unity: the penetration of sensual thinking into consciousness by means of the structure of the form.

George Lellis: "I am convinced that in terms of what kind of fiction films should be made, Brecht is the theorist to contend with. The central question of how form affects content is one of the knottiest of our time, and no other writer about theatrical aesthetics calls into question what the relationship between film and spectator should be with the same degree of modernity."

SIGFRIED KRACAUER

Sigfried Kracauer in his THEORY OF FILM comments on the "found story": one in which the filmmaker discovers patterns in an open-ended way, unstaged, indeterminate (what Paul Rotha called the "slight narrative"). Kracauer's comments on the "sleuthing motif", which is that of seeking out the truth and driving the filmmaker into the raw material of life and upholding the importance of the world. The sleuthing motif involves the accidental, refers to scientific inquiries as a model, looks to material clues closely, and involves the chase.

 

CINEMATIC ESSAY FILMOGRAPHY
* film in the Columbia College Film and Video Collection.
** film available in video at Facets Multimedia

Chantal Ackerman, LETTERS FROM NEW YORK
Ralph Arlyck, AN ACQUIRED TASTE (1981)
CURRENT EVENTS (1989)
Alan Berliner, INTIMATE STRANGER
Tony Bubba, LIGHTNING OVER BRADDOCK
Jean Cocteau, TESTAMENT OF ORPHEUS
Jonathan Demme, SWIMMING TO CAMBODIA *
Harun Farocki, IMAGES OF THE WORLD AND THE INSCRIPTION OF WAR, 1989, 75 minutes.
Frederico Fellini, ROMA
Morgan Fisher, ACADEMY LEADER
Su Friedrich, THE TIES THAT BIND
SINK OR SWIM
Jean-Luc Godard, MASCULIN-FEMININE *
LETTER TO JANE (1972)
ICI ET AILLEURS (1974)
HISTOIRE(S) DU CINEMA
Jill Godmilow, FAR FROM POLAND *
Jean-Pierre Gorin, POTO AND CABENGO (1982)
ROUTINE PLEASURES
Vanalyne Green, A SPY IN THE HOUSE THAT RUTH BUILT (1989)
Werner Herzog, FATA MORGANA
Joris Ivens, STORY OF THE WIND
Jon Jost, SPEAKING DIRECTLY: SOME AMERICAN NOTES (1973) **
UNCOMMON SENSES: PLAIN TALK & COMM0N SENSE (1988)*
Isaac Julian, LOOKING FOR LANGSTON
Patrick Keiller, LONDON
Alexander Kluge’s short films made for TV.
Louis Malle, PHANTOM INDIA
MY DINNER WITH ANDRE
Chris Marker,
SANS SOLEIL (1982) SOY MEXICO
THE KOUMIKO MYSTERY CUBA, SI
THE LONELINESS OF THE LONG DISTANCE SINGER--YVES MONTAND
THE ABYSS OF THE AIR IS RED IF I HAD FOUR CAMELS
LE JOLI MAI ** STATUES ALSO DIE SUNDAY IN PEKING LETTER FROM SIBERIA DESCRIPTION OF A COMBAT AMERICA DREAMS
THE LAST BOLSHEVIK
Ross McElwee, SHERMAN'S MARCH * V7629
SOMETHING TO DO WITH THE WALL (1990)
TIME INDEFINITE
Michael Moore, ROGER AND ME
BOWLING FOR COLUMBINE (2002)
FAHRENHEIT 9/11 (2004)
Errol Morris, THE THIN BLUE LINE *
FAST, CHEAP AND OUT OF CONTROL
THE FOG OF WAR
Pier Paolo Pasolini, NOTES TOWARD AN AFRICAN ORESTES (1970) *
Yvonne Rainer, PRIVILEDGE (1991)
Alain Resnais, NIGHT AND FOG *
Jean Rouch, JAGUAR (1967)
Michael Rubbo, WAITING FOR FIDEL (1974)
Morgan Spurlock, SUPERSIZE ME: A FILM OF EPIC PORTIONS (2004)
Hans-Jurgen Syberberg, OUR HITLER: A FILM FROM GERMANY
Kidlat Tahimik, THE PERFUMED NIGHTMARE
Peter Thompson, UNIVERSAL HOTEL (1986) *
UNIVERSAL CITIZEN (1987) *
Trihn, Min-ha T., NAKED SPACES: LIFE IS ROUND (1985)
Peter Watkins, EDVARD MUNCH
Orson Welles, F FOR FAKE (1973) (VD729)
FILMING “OTHELLO” (1978)
Wim Wenders, NICK'S FILM: LIGHTNING OVER WATER * (V7671)
TOKYO GA*
Michael Verhoeven, OK (1970)
THE DITCH (1971)

 


SOME BOOKS AND ARTICLES ON THE CINEMATIC ESSAY
(Revised: 11/12/05)

Alexandre Astruc, "The Birth of the New Avant-Garde: La camera-stylo", in THE NEW WAVE, Doubleday, NY 1968. (classic article written in 1948 which began it all...)
Noel Burch, “Nonfictional Subjects”, in THEORY OF FILM PRACTICE, Princeton, Princeton University Press, 1981. (examines the history of the non-fictional film and centers on two promising contemporary forms, the essay film and the ritual film. This book is one of my most used reference books as a filmmaker—even though Birch, in his introduction, renounces much of it….)
Italo Calvino, “Cinema and the Novel: Problems of Narrative”, in THE USES OF LITERATURE, New York, Houghton, Mifflin, (speaks to the essay-film as the form which seems most rich in its narrative possibilities).
Louis Giamatti, “The Cinematic Essay”, in GODARD AND THE OTHERS: ESSAYS IN CINEMATIC FORM, London, Tantivy Press, 1975.
(very readable, insightful essays on aspects of forming the film essay with immediate applicability to filmmaking.)
Chris Marker, COMMENTAIRES, volumes I, II, Editions du Seuil, Paris, 1967. (in French; extremely creative translations of film-essays in written and photographic forms).
Phillip Lopate, “In Search of the Centaur: The Essay-Film”, in BEYOND DOCUMENT: ESSAYS ON NONFICTION FILM, edited by Charles Warren, Wesleyan University Press, 1998. pages 243-270. (A lovely, detailed attempt to define the genre of the cinematic essay. Very good).
Jonas Mekas, "The Changing Language of Cinema", MOVIE JOURNAL: THE RISE OF A NEW AMERICAN CINEMA, 1959-1971, Collier Books, NY, 1972. pps. 48-50.
Jonas Mekas, "The Changing Techniques of Cinema", MOVIE JOURNAL: THE RISE OF A NEW AMERICAN CINEMA, 1959-1971, Collier Books, NY, 1972. pps. 91-93.
Jonas Mekas, "In Defense of Godard", MOVIE JOURNAL: THE RISE OF A NEW AMERICAN CINEMA, 1959-1971, Collier Books, NY, 1972. pps. 204-205.
Hans-Bernhard Moeller, “Brecht and ‘Epic’ Film Medium: The Cineaste Playwrite, Film Theoretician and His Influence”, WIDE ANGLE, 19--.
Jonathan Rosenbaum, “Looking for America: Uncommon Senses”, THE READER, August 26, 1988. (a look at some of the salient characteristics of the contemporary film essay by the guy whose got my vote as the finest working film critic in America.)
Jonathan Rosenbaum, “Girl with a Camera: Videos by Sadie Benning”, THE READER, November 15, 1991.
Hans-Jurgen Syberberg, HITLER: A FILM FROM GERMANY, Farrar, Straus,-.Giroux, NY, 1982. (the complete screenplay, with photographs, of the seven- hour film essay).
Hans-Jurgen Syberberg, SYBERBERG, Paris, Cahiers du Cinema, hors-serie, Editions de l’Etoile, February, 1980. (in French; an account of the making of
OUR HITLER, including the frontal projection techniques in that film).
Wim Wenders and Chris Sievernich, NICK’S FILM: LIGHTNING OVER WATER, Zweitausendeins, Frankfurt am Mein, 1981. (the complete screenplay, with
photographs, of the film essay).

 

 


SOME ESSAYS OF INTEREST TO FILMMAKERS


The following match many of the attributes of the cinematic essay: flexibility, self-criticality, shifting narrative forms, self-referentiality, etc.)Paul Auster, THE INVENTION OF SOLITUDE, Penguin Books, NY, 1982.
(an extraordinary mixture of forms—memoir, fiction, news stories, diary)
James Baldwin, NOBODY KNOWS MY NAME, 1961
THE FIRE NEXT TIME, 1963
Elias Cannetti, THE VOICES OF MARREKESH, Continuum, NY, 1972.
(fabulous, circular travel essays of the West meets East variety by a Nobel prize winner—see especially “Encounters with Camels” and the last one entitled “The Unseen”).
Joan Didion, THE WHITE BOOK, ------
SLOUCHING TOWARD BETHLEHEM,-----
SALVADOR,-------
Annie Dillard, editor, THE BEST AMERICAN ESSAYS 1988, Ticknor and Fields, NY, 1988. (this is a very fine anthology of very different and stimulating approaches to the form. Excellent intro, too--a must-read. I also heartily recommend each of the yearly compilations in this series that has a different editor).
Loren Eisley, “The Star Thrower”, —- ?, 1969.
William Gass, ON BEING BLUE: A PHILOSOPHICAL INQUIRY, David Godine,
Boston, 1979. (tour-de-force variations on the theme of “blue-ness”).
Peter Handke, A SORROW BEYOND DREAMS: A LIFE STORY, translated by Ralph Mannheim, New York, Farrar, Straus and Giroux, 1977.
(extraordinarily, deeply felt essay on the girlhood, adult life and suicide of Handke's mother, and of his relationship to her and to her loss).
Maxine Hong Kingston, THE WOMAN WARRIOR (this, too, is a mix of forms,
including creating a fictional character out of a real character.)
Barry Lopez, DESERT NOTES, ---------.
ARCTIC DREAMS: IMAGINATION AND DESIRE IN A NORTHERN
LANDSCAPE, Charles Scribner’s Sons, NY 1986.
“The Raven”, ----------.
James McConkey, COURT OF MEMORY, ------, 1981.
Herman Melville, “The Encantadas”, in THE PIAZZA TALES, NY, Doubleday,
1961. (travel essays so dense and finely wrought that they have often been mistaken for fiction).
Michel de Montaigne, ESSAYS, Penguin Books, NY 1976. (THE classic).
Jan Morris, DESTINATIONS: ESSAYS FROM ROLLING STONE, New York, Oxford University Press/Rolling Stone, 1980.
Richard Selzer, LETTERS TO A YOUNG DOCTOR, Simon and Schuster, NY, 1982. (essays by a doctor-writer on the issues of learning and care that come out of his own life. Very good.)
Gay Talese, editor, THE BEST AMERICAN ESSAYS 1987, Ticknor and Fields, NY, 1987.
Diane Wakowski, ESSAY ON REVISION, Santa Barbara, Black Swallow Press, 19--. (brilliant, informal example of a piece of art about the process of recognizing its own theme and creating the piece itself).You might wish to look for other essays written by:
Cynthia Ozick,
Francine du Plessix Gray,
Elizabeth Hardwick,
Edward Hoagland,
Edward Abbey,
Peter Matheisson,
May Sarton.
Look also for the magazine of international writing in English called GRANTA that publishes fabulous contemporary examples of the essay form. (subscription address: Subscription Service Department, c/0 P.O. Box 909, Farmingdale, NY 11737).